Custodian: National Financial Services, LLC (NFS) - Fidelity's Clearing Firm
Established in 1983, National Financial Services LLC, a Fidelity Investments company, is one of the largest providers of brokerage services. Client accounts are held at NFS who is responsible for the safekeeping of funds and securities.
Broker Dealer: Securities America, Inc.
Founded in 1984, Securities America, Inc. is a national top 10 independent broker-dealer located in Omaha, Neb., and a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), a diversified financial services company. Securities America's responsibilities include opening, approving and monitoring accounts.
Financial Advisor: Wall Street Alliance Group (WSAG)
Wall Street Alliance Group is an independent wealth management team of advisors headquartered in Manhattan, New York serving high net worth families. WSAG's responsibilities include providing financial guidance and wealth management to clients.
Syed Nishat and Aadil Zaman have over 25 years of combined experience specializing in financial planning for high-net-worth individuals and institutions and providing insights on a wide range of wealth management strategies. They provide portfolio management, retirement, college and estate planning, socially responsible investing, tax-efficient investing, life, disability and long-term care insurance. Syed and Aadil are Independent Financial Advisors who have a favorable compliance/regulatory record and provide objective guidance. Syed Nishat graduated from University of Nevada with a Bachelors in Business and Aadil Zaman has an MBA in Finance from State University of New York at Buffalo.
Following are affiliations and recognitions that both possess:
- Investment Advisor Representative
- Registered Securities Broker
- Licensed Insurance Agent
- Series 7, 63 and 66 Licensed
- Listed in the New York magazine as recipient of the 2015 and 2016 Five Star Wealth Manager Award
- Featured in the Wall Street Journal as the "Ten Five Star Wealth Managers You Need to Know”
Bringing the Right Team Together: